This sounds utterly laughable, but can a Series 6 holder sell mutual funds by direct-mail?
Are marketing techniques also regulated? Of course, by direct mail, I don’t mean sending out a post card that says “Send me a check!” but something more like “For more information, call this number.”
I’m interested in selling mutual funds, but not by calling people on the phone day and night. I would much rather find clients through other means–even something as silly as direct mail. Thanks for your help.